Thayer Blog - Partners

Building a Resilient RIA: The Value of a Business Continuity Plan

mrc@thayerpartnersllc.com (Matt Cook) — Tue, 07 Apr 2026 01:52:31 GMT

When unexpected disruptions strike your registered investment advisory firm, a comprehensive business continuity plan becomes the difference between seamless operations and catastrophic losses for your clients and business.

SEC Guidelines For RIA Continuity Planning — A Practical Summary

Thayer Partners — Tue, 31 Mar 2026 20:44:27 GMT

Understanding SEC business continuity requirements isn't optional—it's essential for protecting your RIA firm, your clients, and your regulatory standing in an increasingly complex compliance landscape.

The Hidden Engine Behind Advisor Growth

Thayer Partners — Sat, 21 Mar 2026 04:53:32 GMT

Discover the unseen operational systems and strategic frameworks that separate thriving financial advisors from those who struggle to scale their practice.

How Net Promoter Score Drives Client Loyalty and Growth

Thayer Partners — Wed, 18 Mar 2026 17:09:47 GMT

Discover how strategic implementation of Net Promoter Score can transform client relationships into powerful drivers of sustainable revenue growth and competitive advantage in financial services.

If Your Successor Mirrors You, What Are the Odds It Works?

Thayer Partners — Mon, 16 Mar 2026 16:07:23 GMT

When your succession strategy relies on finding a mirror image of your practice, you might be setting yourself up for failure in today's rapidly evolving financial services landscape.

What A Real Continuity Plan Actually Requires

Thayer Partners — Fri, 13 Mar 2026 14:00:00 GMT

When disaster strikes your financial services firm, having a continuity plan on paper isn't enough—discover the critical components that separate theoretical planning from real-world resilience.

Your 'Friendly RIA' Is Not A Continuity Plan

Thayer Partners — Wed, 11 Mar 2026 15:00:00 GMT

Relying on a handshake agreement with another advisor puts your clients, your business, and your legacy at serious risk when unexpected events occur.

Only 10% of RIAs have a continuity plan — a major red flag

Thayer Partners — Mon, 09 Mar 2026 14:30:00 GMT

When nine out of ten registered investment advisors lack a written continuity plan, their clients' financial futures hang in the balance—and your firm could be at risk.

Independence Was The Goal. Isolation Was Not.

mrc@thayerpartnersllc.com (Matt Cook) — Wed, 25 Feb 2026 15:30:00 GMT

Financial independence shouldn't mean going it alone—discover how successful business owners build wealth while maintaining meaningful connections and expert guidance.

Equity Offers: Define Your Objective Before You Choose The Platform

mrc@thayerpartnersllc.com (Matt Cook) — Mon, 23 Feb 2026 18:19:40 GMT

Choosing the right equity offering platform without a clear objective is like building a house without blueprints—you'll waste time, money, and miss critical opportunities to maximize your capital raise.